2. Do not be influenced by information which is not originating from an appropriate source.
3. Do not believe any promises made about “Assured Returns” by any brokerage house employee or Sub-Broker.
4. Do not rely on any implicit/explicit promise made by the issuer or any third party on returns.
5. Do not trade in illiquid shares or options or futures stocks or Z, T2T category stock.
6. Do not be influenced into buying fundamentally unsound companies (penny stocks) based on sudden spurts in trading volumes or prices or non-authentic favorable looking articles/stories.
7. Do not match/synchronize trades with any other person for any thinly traded shares.
8. Do not be misled by rumours circulating in the market.
9. Do not indulge in any trading activity which results in disturbance of market equilibrium in any manner including manipulation of price of any scrips.
10. Do not follow the herd or play on momentum. It could turn against you.
11. Do not be misled by so called hot tips or rumors.
12. Do not undertake deals for others or trade on your own name and then issue cheques from family members/friend accounts.
13. Do not pay in cash or do not issue a cheque in the name of any employee of the brokerage house or any other person in respect of the transactions.
14. Do not undertake off-market transactions in securities.
15. Do not get carried away by luring advertisements, if any.
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