- Don't deal with unregistered brokers/sub-brokers, intermediaries.
- Don't deal based on rumors generally called 'Tips'.
- Don't fall prey to promises of guaranteed returns.
- Don't get misled by companies showing approvals/registrations from government agencies as the approvals could be for certain other purposes and not for the securities you are buying.
- Don't leave the custody of your Demat Transaction slip book in the hands of any intermediary.
- Don't get carried away with onslaught of advertisements about the financial performance of companies in print and electronic media.
- Don't blindly follow media reports on corporate developments, as they could be misleading.
- Don't blindly imitate investment decisions of others who may have profited from their investment decisions.
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